At Capital Compliance Experts, we are committed to building a team with the skills that add value to our customers, business and to the services we offer. Our newest edition, Jessica Escamilla, brings nine years of front-line financial service experience and customer facing industry knowledge to our crew. As our new Compliance Specialist, one of Jessica’s […]
Juvenal Chavez, Owner La Plaza Supermarket- Bay Area Juvenal Chavez has been in the money service business industry for decades and has seen the financial services industry go through many changes. One of the things that he has learned along the way is that, “you cannot do business the way you used to.” Juvenal started […]
As the compliance experts, we Pride Ourselves in Training (POinT) that does more than provide a certificate. Our CAMS certified representatives have constructed a comprehensive library of online automated training courses that goes beyond the text books and provides real-world applications, creating a higher standard of learning. Being in the financial service industry for over […]
International entities and the US government have gone to great lengths to protect its citizens through the Consumer Protection Financial Protection Bureau (CFPB) and against money laundering with the USA PATRIOT ACT, but what are they doing to help stop money laundering amongst the rich? The Panama Papers have brought to light that the top […]
Compliance in accordance to anti-money laundering requirements and the Bank Secrecy Act (BSA). (Update: FinCEN added a fifth pillar in 2018. Read more) PILLAR #1 DESIGNATION OF A COMPLIANCE OFFICER This is the pillar that is most likely the easiest to grasp and the one that seems the most self-explanatory. However, it goes beyond simply […]
