An essential part of maintaining your banking relationship is to amend your BSA/AML/OFAC Compliance Program as your business evolves. To help you stay on top of these changes, we have put together a list that will keep your policies and procedures up-to-date for 2020. This comprehensive list was constructed by our team of CAMS professionals. […]
The Owner and Compliance Officer of Kayla Companies, John Drago has been charged with eight indictments by the federal court in Central Islip of Long Island, NY for financial crime. Drago faces a maximum sentence of up to 10 years’ imprisonment. The majority of the charges were direct violations of the Bank Secrecy Act (BSA) […]
Nos complace anunciar que nuestros increíbles servicios de cumplimiento y soluciones tecnológicas ahora están disponibles con asistencia en Español. Entendemos que el cumplimiento normativo puede ser abrumador y si las cartas, los documentos y la capacitación no están en el idioma con el que se siente cómodo, eso intensificará el desorden. Con nuestra ayuda en […]
An important component of understanding your risk levels is identifying gaps, vulnerabilities and potential problems prior to a regulatory audit. While there are many components to a Gap Analysis, the key benefits are: KEY BENEFITS OF A GAP ANALYSIS High Level Analysis Into the 4 pillars of Your Compliance Program Identifying Inefficiencies and Areas […]
The regulatory compliance landscape is complex, demanding and full of rules and regulation and we have discovered the right person to tackle the most convoluted compliance issues head-on. Brandi Reynolds, CAMS-Audit is the latest addition to join our compliance team. She comes to us with a dynamic skill set and a constant thirst to challenge […]
