A large part of who we are, as a company, involves seeking talent that takes our programs, reviews and technology to the next level. Kris Welch is an industry professional with 20 years experience in the regulatory compliance sector and is the newest member of our compliance team. Kris has demonstrated dedication to her skill […]
The New York State Department of Financial Services’ (NYDFS) new Cybersecurity Requirements for Financial Services Companies came into effect on March 1, 2017, with many transition dates for different requirements. By February 15, 2018, all covered entities must certify that they comply with the law. There is no time to waste. Covered Entities include any […]
One of the building blocks to hand-crafting our team is to seek key players that not only add value to our current services, but ones that also expand the parameters of our trade. Debbi Roberts has joined the ranks of Capital Compliance Experts and she is the epitome of cultivating relationships for emerging markets. With […]
At Capital Compliance Experts, we are committed to building a team with the skills that add value to our customers, business and to the services we offer. Our newest edition, Jessica Escamilla, brings nine years of front-line financial service experience and customer facing industry knowledge to our crew. As our new Compliance Specialist, one of Jessica’s […]
Juvenal Chavez, Owner La Plaza Supermarket- Bay Area Juvenal Chavez has been in the money service business industry for decades and has seen the financial services industry go through many changes. One of the things that he has learned along the way is that, “you cannot do business the way you used to.” Juvenal started […]
